RCM&D Retirement Services Division Receives 6th Fiduciary Excellence Certification

BALTIMORE, MD – RCM&D, a leading provider of fiduciary risk management services, is proud to announce our certification from the Centre for Fiduciary Excellence (CEFEX), a division of Broadridge Fi360 Solutions (Broadridge). This certification is granted to firms that demonstrate adherence to fiduciary best practices and undertake annual audits by expert analysts. This accomplishment showcases RCM&D’s commitment to upholding the highest standards of fiduciary excellence.

“Broadridge is pleased to once again recognize RCM&D as part of an elite group of investment advisors who consistently comply with professional practices that ensure a standard of fiduciary excellence,” said Carlos Panksep, VP CEFEX. “They have earned the privilege to use the CEFEX Mark which assures the firm’s advisory practices are aligned with investors’ best interests and worthy of trust and confidence.”

The CEFEX certification process involves a thorough evaluation of RCM&D’s commitment to fiduciary excellence. The firm underwent a comprehensive review of its policies, procedures, and investment processes to ensure that RCM&D adheres to the industry’s best practices and excels at every step.

“We are honored to earn the CEFEX certification and be recognized alongside a group of talented and trustworthy advisors,” said Rob Kotler, RCM&D Retirement Practice Leader. “RCM&D clients can assure they are partnering with a firm that prioritizes their financial well-being.”

RCM&D’s Investment Advisor Certification can be viewed at CEFEX certification standards are substantiated by legislation, case law, regulatory opinions, and letters from prominent acts such as the Employee Retirement Income Security Act (ERISA), the Investment Advisers Act of 1940, the Uniform Prudent Investor Act (UPIA), the Uniform Prudent Management of Institutional Funds Act (UPMIFA), and the Uniform Management of Public Employee Retirement Systems Act (UMPERSA) in the U.S. A comprehensive copy of the standards is available for download from Broadridge at, and a summary can be accessed by clicking on RCM&D’s online CEFEX certificate.

Investment Advisory Services offered through Global Retirement Partners, LLC a registered investment advisor. Global Retirement Partners, LLC and RCM&D are separate non-affiliated entities.